Abhishek Gupta

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Most Important Terms & Conditions

Abhishek Gupta (“Research Analyst”) is registered with the Securities and Exchange Board
of India (SEBI) as a Research Analyst under Registration No. INH000028334. By subscribing to the research services, clients acknowledge
and agree to the following terms:

  1. Availing the research services: The client confirms that their decision to avail of the research services is made solely at their discretion and for their own benefit.
  2. Obligation of Research Analyst: We ensure that all services will be rendered in accordance with SEBI (Research Analyst) Regulations, 2014, and other applicable rules, regulations, and notifications as may be in force from time to time.
  3. Client Information and KYC: Clients are required to provide accurate and complete Know Your Client (KYC) details as per SEBI guidelines. The Research Analyst will collect, store, and verify KYC records with the KYC Registration Agency (KRA) to ensure compliance with applicable regulations. The information provided will be handled with confidentiality and used solely for regulatory compliance and service delivery purposes.
  4. Standard Terms of Service: By subscribing to our services, the Client acknowledges and agrees to the following: “I/We have read and understood the terms and conditions applicable to a research analyst as defined under regulation 2(1)(u) of the SEBI (Research Analyst) Regulations, 2014, including the fee structure.”

“I/We are subscribing to the research services for our own benefits and consumption, and
any reliance placed on the research report provided by the research analyst shall be as
per our own judgement and assessment of the conclusions contained in the research report.”

“I/We understand that —

  • Any investment made based on the recommendations in the research report is subject to market risk.
  • Recommendations in the research report do not provide any assurance of returns.
  • There is no recourse to claim any losses incurred on the investments made based on the recommendations in the research report.”

Declaration from Abhishek Gupta (“Research Analyst”):

  • We are duly registered with SEBI as a Research Analyst under Registration No. INH000028334 from 19th June 2026; and compliant with the SEBI (Research Analyst) Regulations, 2014.
  • Currently, we have valid SEBI registration and have the required qualification to render services contemplated under RA regulations.
  • We have no material adverse disciplinary history or any conflicts of interest that compromise the integrity of our recommendations.
  • The maximum fee charged by the Research Analyst shall not exceed ₹1.51 lakhs per annum per family of clients.
  • The recommendations provided by us do not provide any assurance of returns.
  1. Consideration and mode of payment: Payments must be made through any of the specified modes communicated by the Research Analyst (including but not limited to payment gateways like Instamojo, Razorpay, Stripe, Jodo, NEFT, Centralised Fee Collection Mechanism for RA, Cheque, etc.) and no service will commence until the agreed fees are received. We do not accept cash payment as per regulations.
  2. Risk Factors: Investments in securities markets are inherently risky and subject to market dynamics. Registration granted by SEBI, and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.
  3. Conflict of Interest: The Research Analyst adheres to SEBI’s guidelines on the disclosure and mitigation of actual or potential conflicts of interest. Full disclosures are provided in each research report.
  4. Termination of service and refund of fees: The Research Analyst reserves the right to suspend or terminate the provision of research services to clients in the event of suspension or cancellation of its registration with SEBI. In case the certificate of registration of the Research Analyst is suspended for a period exceeding sixty (60) days or is cancelled, the Research Analyst shall refund the subscription fees to the client on a pro-rata basis for the period from the effective date of such suspension or cancellation to the end of the subscription period.
  5. Grievance redressal and dispute resolution: For any support-related grievances, including issues related to non-receipt of reports or deficiencies in service, clients must email their concerns to abhishekg.ag@gmail.com. If unresolved, grievances must be escalated to the designated grievance officer. All grievances will be addressed within seven (7) business days. For grievances and dispute resolution, please contact:

• Compliance Officer: Abhishek Gupta (abhishekg.ag@gmail.com; +91 89810 09820)
• Grievance Officer: Abhishek Gupta (abhishekg.ag@gmail.com; +91 89810 09820)

For more details regarding grievance-related matters, please refer to the grievance
redressal section of our website: https://abhishek-gupta.in/grievance-redressal/

  1. (Additional clause): All research reports and related information are confidential and intended solely for the subscriber. Unauthorized distribution, reproduction, or use of these materials is strictly prohibited. Clients must independently assess all recommendations, and the Research Analyst assumes no responsibility for any losses incurred.
  2. Mandatory Notice: Clients shall be requested to go through the Do’s and Don’ts while dealing with an RA as specified in SEBI master circular no. SEBI/HO/MIRSD-POD-1/P/CIR/2024/49 dated May 21, 2024, or as may be specified by SEBI from time to time.
  3. The terms and conditions and the consent thereon are for the research services provided by the Research Analyst. The Research Analyst cannot execute or carry out any trade (purchase/sell transaction) on behalf of the client. Thus, clients are advised not to permit the Research Analyst to execute any trade on their behalf.
  4. These Terms and Conditions are subject to amendments based on regulatory updates. Clients will be informed of any changes with prior notice of 15 days.
  5. Optional Centralised Fee Collection Mechanism: Abhishek Gupta, in compliance with SEBI guidelines, informs clients about the availability of a Centralised Fee Collection Mechanism (CeFCoM) for the payment of fees. Clients opting for this mechanism will be provided with necessary guidance and instructions at the time of subscription.
  6. Use of Artificial Intelligence: Abhishek Gupta may infrequently use Artificial Intelligence (AI) tools in research services to enhance the quality and efficiency of the recommendations provided to clients. In accordance with Regulation 24(7) of the SEBI (Research Analyst) Regulations, 2014:
    • We take full responsibility for the security, confidentiality, and integrity of client data used in conjunction with AI tools.
    • We ensure compliance with applicable laws regarding the use of AI tools.

For further details or updates, visit our website: https://abhishek-gupta.in/